Nex Systems
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Genesis Zschocher

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/31/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2019063287401 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Genesis Zschocher, Respondent Former Non-Registered Fingerprinted Person CRD No. 7091780 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Genesis Zschocher submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2019063287401data-portal.finra.orgfinra.org

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