Nex Systems
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Geoffrey Colin Turner

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/28/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016049232201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Geoffrey Colin Turner General Securities Principal and General Securities Representative CRD No. 4007735 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Geoffrey Colin Turner ("Turner" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the

    Reference 2016049232201data-portal.finra.orgfinra.org

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