Nex Systems
Type not stated

GEOFFREY SCHIFFRIN

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/28/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013036837804 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Geoffrey Schiffrin, Respondent Former Registered Representative CRD No. 4484721 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Geoffrey Schiffrin ("Schiffrin" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent

    Reference 2013036837804finra.orgdata-portal.finra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.