Nex Systems
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GEOFFREY TUDISCO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/26/2007: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20060048009-01 TO: Department of Enforcement NASD RE: VanthedgePoint Securities LLC, Respondent BD No. 133097 and Geoffrey Tudisco, Respondent CRD No. 3076410 Pursuant to Rule 9216 of NASD Code of Procedure, VanthedgePoint Securities LLC ("VPS" or "the firm") and Geoffrey Tudisco ("Tudisco") (collectively "Respondents") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations

    Reference 2006004800901finra.orgdata-portal.finra.org

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