Nex Systems
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GEORGE EDWARD DRAGEL

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/20/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008015617901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: George Edward Dragel, Respondent CRD No. 1718650 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, George Edward Dragel, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that,

    Reference 2008015617901data-portal.finra.orgfinra.org

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