Nex Systems
Type not stated

George John Cairnes

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/01/2025: Between August 2015 and April 2023, while associated with WFCS, Cairnes engaged in an outside business activity with a firm customer without providing prior written notice to his firm, in violation of FINRA Rules 3270 and 2010. For this violation, Cairnes is suspended for four months in all capacities and fined $2,500.

    Reference 2023079356701finra.orgdata-portal.finra.org

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