Nex Systems
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GEORGE PETER KOULOURIS

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/30/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE WAIVER AND CONSENT NO. 2012032867301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: George Peter Koulouris (CRD No. 1059875), Respondent Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, George Peter Koulouris ("Respondent or Koulouris") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement

    Reference 2012032867301finra.orgdata-portal.finra.org

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