Nex Systems
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George Snyder IV

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/11/2024: FINRA REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT N0. 2022076795001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: George Snyder IV (Respondent) Former General Securities Representative CRD No. 4276539 Pursuant to FINRA Rule 9216, Respondent George Snyder IV submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted, FINRA will not bring any future actions against Respondent alleging violations based on the same factual findings described in this AWC.

    Reference 2022076795001finra.orgdata-portal.finra.org

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