Nex Systems
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George William Magladry III

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/20/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019064239301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: George William Magladry, III, Respondent Former General Securities Representative and former Investment Company and Variable Contracts Products Representative CRD No. 1774860 Pursuant to FINRA Rule 9216, Respondent George William Magladry, III submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of

    Reference 2019064239301finra.orgdata-portal.finra.org

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