Nex Systems
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GEORGIOS MANOU

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/26/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. C9B050025 - DISTRICT 9 NEW JERSEY TO: Department of Enforcement NASD RE: Georgios Manou, Respondent CRD No. 4240321 Pursuant to Rule 9216 of NASD Code of Procedure, Georgios Manou ("Manou") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will not bring any future

    Reference C9B050025data-portal.finra.orgfinra.org

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