Nex Systems
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Gerald R. Veydt

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/02/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFF1CE OF HEAR1NG OFF1CERS Department of Enforcement, Complainant, v. Gerald R. Veydt, CRD No. 1451528, Respondent. Disciplinary Proceeding No. 2012033054301 Hearing Officer: Andrew H. Perkins ORDER ACCEPTING OFFER OF SETTLEMENT Date: April 2, 2014 INTRODUCTION Disciplinary Proceeding No. 2012033054301 was filed on December 12, 2013, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA) (Complainant). Respondent Gerald R.

    Reference 2012033054301data-portal.finra.orgfinra.org

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