Nex Systems
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GILDER GAGNON HOWE & CO. LLC

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/26/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE,WAIVER AND CONSENT NO. 20060044855-01 TO: Department of Market Regulation Financial Industry Regulatory Authority ("FINRA") RE: Gilder Gagnon Howe & Co., LLC, Respondent Broker-Dealer CRD No. 2002 Pursuant to NASD Rule 9216 of the FINRA Code of Procedure, Respondent: Gilder Gagion Howe & Co., LLC ("GILG" or the "firm") submits this Letter of Acceptance, Waiver and

    Reference 2006004485501finra.orgdata-portal.finra.org

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