Nex Systems
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GIUSTINO DESTEFANO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/09/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014041504101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Giustino Destefano, Respondent CRD No. 4926924 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Giustino Destefano, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition

    Reference 2014041504101data-portal.finra.orgfinra.org

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