Nex Systems
Type not stated

Glen E. Woodard

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/22/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013036556701 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA") RE: Glen E. Woodard, Respondent Investment Company and Variable Contracts Products Representative CRD No. 2484436 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Glen E. Woodard ("Woodard" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose

    Reference 2013036556701data-portal.finra.orgfinra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.