Nex Systems
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GLEN JOSEPH SANTANGELO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/19/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E102003169001 TO: Department of Enforcement NASD RE: Glen Joseph Santangelo General Securities Representative and Research Analyst (CRD No. 2776058) Pursuant to Rule 9216 of NASD Code of Procedure, Glen Joseph Santangelo ("Respondent" or "Santangelo") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if

    Reference E102003169001data-portal.finra.orgfinra.org

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