Nex Systems
Type not stated

GLENN F. BRUCE JR.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/22/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Glenn F. Bruce, Jr. CRD No. 4598002, Respondent. DISCIPLINARY PROCEEDING No. 2007009269801 HEARING OFFICER: LBB ORDER ACCEPTING OFFER OF SETTLEMENT MAY 22, 2008 INTRODUCTION Disciplinary Proceeding No. 2007009269801 was filed on April 1, 2008, by the Department of Enforcement of the Financial Industry Regulatory Authority ("FINRA"). ("Complainant"). Respondent Bruce submitted an Offer of Settlement

    Reference 2007009269801finra.orgdata-portal.finra.org

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