Nex Systems
Type not stated

Global Financial Services LLC

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/24/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012030724501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Global Financial Services, LLC, Respondent Member Firm [CRD No. 35699] Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Global Financial Services, LLC (hereinafter, "Global Financial," "Firm," or "Respondent") submits this Letter of Acceptance, Waiver and

    Reference 2012030724501data-portal.finra.orgfinra.org

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