Nex Systems
Type not stated

GLORIA GONZALES ANDRUS

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/19/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013037263701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") Re: Gloria Gonzales Andrus, Respondent General Securities Representative CRD No. 1178786 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule

    Reference 2013037263701finra.orgdata-portal.finra.org

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