Nex Systems
Type not stated

GOLDEN BENEFICIAL SECURITIES CORP.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/27/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Golden Beneficial Securities Corp. (CRD # 48029), James Geoffrey St. Leger (CRD # 2671578), Sean Hayden Leidelmeyer (CRD # 2737913), and Jennifer Kaye Woods (CRD # 4119602), Respondents. DISCIPLINARY PROCEEDING No. 2010023935101 Hearing Officer - MAD ORDER ACCEPTING OFFER OF SETTLEMENT Date: May 27, 2014 INTRODUCTION Disciplinary Proceeding No. 2010023935101 was filed on October 14, 2013

    Reference 2010023935101data-portal.finra.orgfinra.org

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