Nex Systems
Type not stated

GORDON HAY GREEN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/23/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013035534902 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Gordon Hay Green, Respondent General Securities Representative CRD No. 2862873 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Respondent Gordon Hay Green, submit this Letter of Acceptance. Waiver and Consent ("AWC") For the purpose of proposing a settlement of the alleged rule violations

    Reference 2013035534902finra.orgdata-portal.finra.org

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