Nex Systems
Type not stated

GRAND CAPITAL CORP

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/01/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007008158203 To: Department of Enforcement FINRA Re: Grand Capital Corp. (CRD No. 39371) and Eliezer G. Homnick General Securities Principal (CRD No. 1851280) Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Grand Capital Corp, (Grand Capital) and Eliezer G. Homnick (Homnick) submit this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule

    Reference 2007008158203data-portal.finra.orgfinra.org

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