Nex Systems
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GrandFund Investment Group LLC

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/31/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014039162101 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: GrandFund Investment Group, LLC, Respondent CRD No. 143253 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, GrandFund Investment Group, LLC submits this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing

    Reference 2014039162101data-portal.finra.orgfinra.org

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