Nex Systems
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Grant Douglas Johnson

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/08/2024: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022076763001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Grant Douglas Johnson (Respondent) Former General Securities Representative and Investment Banking Representative CRD No. 2355556 Pursuant to FlNRA Rule 9216, Respondent Grant Douglas Johnson submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted, FINRA will not bring any future actions against Respondent alleging violations based on the same factual findings described in this AWC.

    Reference 2022076763001data-portal.finra.orgfinra.org

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