Nex Systems
Type not stated

Grant Talbert

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/18/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016049229001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Grant Talbert, Respondent Former Registered Representative CRD No. 5531532 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Grant Talbert, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on

    Reference 2016049229001data-portal.finra.orgfinra.org

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