Nex Systems
Type not stated

GRANT THOMAS WEISS

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/10/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20080136903 Department of Enforcement Regulatorty Authority (FINRA) RE: Grant Thomas Weiss, Respondent General Securities Representative CRD No. 4792311 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I (or Respondent) submit this Letter

    Reference 2008013690301finra.orgdata-portal.finra.org

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