Nex Systems
Type not stated

GREAT PACIFIC FIXED INCOME SECURITIES INC.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/26/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20050020359-02 TO: Department of Market Regulation Financial Industry Regulatory Authority ("FINRA") RE: Great Pacific Fixed Income Securities, Inc., Respondent Broker-Dealer CRD No. 29251 Pursuant to Rule 9216 of the FINRA Code of Procedure, Great Pacific Fixed Income Securities, Inc. (the "firm") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule

    Reference 2005002035902data-portal.finra.orgfinra.org

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