Nex Systems
Type not stated

GREG A. OVERSCHMIDT

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/22/2007: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT 20050002644-01 TO: Department of Market Regulation NASD RE: K.W. Chambers & Co. BD No. 1432 Greg A. Overschmidt CRD No. 1160877 Pursuant to Rule 9216 of the NASD Code of Procedure, K.W. Chambers & Co. (the "firm" or KWCC") and Greg A. Overschmidt ("Overchmidt") (together "Respondents") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of

    Reference 2005000264401data-portal.finra.orgfinra.org

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