Nex Systems
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GREG JAMES HILLIARD

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/10/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014038903701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Greg James Hilliard (CRD No. 4695196), Respondent Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Greg James Hilliard ("Hilliard"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted

    Reference 2014038903701data-portal.finra.orgfinra.org

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