Nex Systems
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GREG RAY

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/14/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008016200501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Greg Ray Respondent Registered Representative CRD No. 4676237 Pursuant to Rule 9216 of FINRA Code of Procedure, I, Greg Ray, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if

    Reference 2008016200501data-portal.finra.orgfinra.org

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