Nex Systems
Type not stated

GREGG A. POLLACK

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/16/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008011702301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Lampost Capital, L.C., Respondent Member Firm CRD No. 43706 Gregg A. Pollack, Respondent Registered Representative CRD No. 2653630 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Lampost Capital, L.C. ("Lampost" or "the firm") and Gregg A. Pollack ("Pollack")(collectively, "Respondents") each submit this Letter of

    Reference 2008011702301data-portal.finra.orgfinra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.