Nex Systems
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Gregory J. Anastos

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/11/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Nas Adel Allan (CRD No. 4562149), Gregory J. Anastos (CRD No. 5800831), and Windsor Street Capital, LP, f/k/a Meyers Associates, L.P, (BD No. 34171), Respondents. DISCIPLINARY PROCEEDING No. 2015046971701 HEARING OFFICER LOM ORDER ACCEPTING OFFER OF SETTLEMENT Date: May 11, 2018 INTRODUCTION Disciplinary Proceeding No. 2015046971701 was filed on August 15, 2017, by the Department of

    08/15/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Nas Adel Allan (CRD No. 4562149), Gregory J. Anastos (CRD No. 5800831), and Windsor Street Capital, LP, f/k/a Meyers Associates, L.P, (BD No. 34171), Respondents. DISCIPLINARY PROCEEDING No. 2015046971701 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. Respondents Nas Adel Allan (CRD No. 4562149) and Gregory J. Anastos (CRD No. 5800831) enriched themselves at the expense of elderly

    Reference 2015046971701data-portal.finra.orgdata-portal.finra.orgfinra.org

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