Nex Systems
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GREGORY MARTIN POWER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/19/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT 20042000021 TO: Department of Enforcement NASD RE: Gregory Martin Power, Respondent CRD No. 1342377 Pursuant to Rule 9216 of NASD Code of Procedure, I, Gregory Martin Power ("Power" or "Respondent") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will not bring any future actions against

    Reference 20042000021data-portal.finra.orgfinra.org

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