Nex Systems
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GREGORY MERRICK

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/11/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012030718001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Sicor Securities, Inc., Respondent CRD No. 16195 Gregory Merrick, Respondent Registered Principal CRD No. 2933448 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Sicor Securities, Inc. ("Sicor") and Gregory Merrick ("Merrick"), (collectively, "Respondents"), submit

    Reference 2012030718001data-portal.finra.orgfinra.org

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