Nex Systems
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Gregory Paul Pellizzon

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/18/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014041107201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Gregory Paul Pellizzon, Respondent Former Registered Representative CRD No. 712667 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Gregory Paul Pellizzon ("Pellizzon") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations

    Reference 2014041107201data-portal.finra.orgfinra.org

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