Nex Systems
Type not stated

GRYPHON FINANCIAL SECURITIES CORP.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/04/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E072004006003 TO: Department of Enforcement NASD RE: Gryphon Financial Securities Corp., Respondent Member CRD No. 100420 Younis Zubchevich, Respondent General Securities Principal CRD No. 2164438 Pursuant to Rule 9216 of NASD Code of Procedure, we submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition

    Reference E072004006003data-portal.finra.orgfinra.org

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