Nex Systems
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Guy Charles Conger

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/08/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016050220701 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Guy Charles Conger, Respondent General Securities Representative CRD No. 2280420 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I, Guy Charles Conger, submit this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing a

    Reference 2016050220701finra.orgdata-portal.finra.org

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