Nex Systems
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Guy Micheal Cheatham

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/22/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018057877901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Guy Michael Cheatham, Respondent Investment Company Products/Variable Contracts Representative CRD No. 1026560 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Guy Michael Cheatham ("Cheatham" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for

    Reference 2018057877901finra.orgdata-portal.finra.org

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