Nex Systems
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Guy Patrick Wyser-Pratte

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/30/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016047679301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Guy Patrick Wyser-Pratte, Respondent General Securities Representative, General Securities Principal CRD No. 473794 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Guy Patrick Wyser-Pratte ("Wyser-Pratte" or "Respondent"), submit this Letter of Acceptance, Waiver

    Reference 2016047679301data-portal.finra.orgfinra.org

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