Nex Systems
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GUY S AMICO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/30/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20070071517 To: Department of Enforcement FINRA Re: Guy S. Amico General Securities Principal and General Securities Representative (CRD No. 1723157) Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Guy S. Amico (Amico), submit this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is

    Reference 2007007151705finra.orgdata-portal.finra.org

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