Nex Systems
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GUY VINCENT PALMERI

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/15/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011028083001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Guy Vincent Palmeri, Respondent Investment Company and Variable Contracts Products Representative, General Securities Representative, and General Securities Principal CRD No. 2085137 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of

    Reference 2011028083001finra.orgdata-portal.finra.org

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