Nex Systems
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GUY WILLIAM ZIRIAK

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/12/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012031596301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Guy William Ziriak (CRD No. 3173806), Respondent Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Guy William Ziriak ("Ziriak" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the

    Reference 2012031596301data-portal.finra.orgfinra.org

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