Nex Systems
Type not stated

Halifax America LLC

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/06/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015045780901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Halifax America, LLC, Respondent CRD No. 172567 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Halifax America, LLC, submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of

    Reference 2015045780901data-portal.finra.orgfinra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.