Nex Systems
Type not stated

HANSUELI OVERTURF

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/13/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Hansueli Overturf, CRD No. 4138916, Respondent. DISCIPLINARY PROCEEDING No.2009016832501 HEARING OFFICER: AP ORDER ACCEPTING OFFER OF SETTLEMENT December 13, 2011 INTRODUCTION Disciplinary Proceeding No. 2009016832501 was filed on July 11, 2011, by the Department of Enforcement of the Financial Industry Regulatory Authority ("FINRA")

    Reference 2009016832501data-portal.finra.orgfinra.org

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