Nex Systems
Type not stated

HANY SAMIR AWADALLA

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/06/2005: NASD OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Hany Samir Awadalla, CRD No. 2074306 Respondent. Disciplinary Proceeding No. CAF030058 Hearing Officer - Dana R. Pisanelli ORDER ACCEPTING OFFER OF SETTLEMENT Date: May 6, 2005 INTRODUCTION Disciplinary Proceeding No. CAF030058 was filed on February 17, 2004, by the Department of Enforcement of NASD ("Complainant"). Respondent Hany Samir Awadalla submitted an Offer of Settlement ("Offer") to Complainant

    Reference CAF030058finra.orgdata-portal.finra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.