Nex Systems
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HAROLD LEE GLOVER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/19/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008015254101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Harold Lee Glover, Respondent CRD No. 4658038 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Harold Lee Glover ("Glover"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations

    Reference 2008015254101data-portal.finra.orgfinra.org

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