Nex Systems
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HARRICHAND PERSAUD

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/11/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT 20050000350-01 TO: Department of Market Regulation RE: Harrichand Persaud, Respondent Registered Representative CRD No. 1312629 Pursuant to Rule 9216 of NASD Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition

    Reference 2005000035001data-portal.finra.orgfinra.org

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