Nex Systems
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Harry Seth Datys

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/08/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017054381601 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Harry Seth Datys, Respondent Former General Securities Representative CRD No. 1877750 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Harry Seth Datys submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2017054381601data-portal.finra.orgfinra.org

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