Nex Systems
Type not stated

Hattier Sandford & Reynoir, L.L.P.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/17/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. EAF0400190002 TO: Department of Enforcement NASD RE: Hattier Sanford & Reynoir, L.L.P., Respondent Member BD No. 2148 Vance G. Reynoir, Respondent General Securities Principal CRD No. 1060803 Pursuant to Rule 9216 of NASD Code of Procedure, we submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted

    Reference EAF0400190002data-portal.finra.orgfinra.org

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