Nex Systems
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Heather Xanthe VanLandingham

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/21/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACEPTANCE, WAIVER AND CONSENT NO. 2016048942501 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Heather Xanthe VanLandingham, Respondent CRD No. 5343446 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I, Heather Xanthe VanLandingham (“VanLandinham” or “Respondent”), submit this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing a settlement of the alleged rule

    Reference 2016048942501finra.orgdata-portal.finra.org

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