Nex Systems
Type not stated

HECTOR PEREZ

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/01/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Jonah Engler (CRD No. 4216259), Brett Ian Friedberg (CRD No. 5012184), Jonathan Michael Sheklow (CRD No. 4906207), Joshua William Turney (CRD No. 4510219), and Hector Perez, a/k/a Bruce Johnson (CRD No. 5431109), Respondents. DISCIPLINARY PROCEEDING No. 2010024522103 Hearing Officer - DS ORDER ACCEPTING OFFER OF SETTLEMENT Date: July 1, 2015 INTRODUCTION Disciplinary Proceeding

    Reference 2010024522103data-portal.finra.orgfinra.org

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